Faster Client Discovery For
Financial Advisers.
For Structured Fact Finding, AML & Risk Profiling.

It turns discovery into one structured flow: fact finds, risk questionnaires, AML checks and fee agreements go out as a pack, evidence comes back against the client record with timestamps, and the file is review-ready before the advice starts. It's the first job in client management for financial advisers.

Through a secure upload link, with no portal credentials. Clients send pension statements, investment reports, mortgage documents, insurance policies and bank information straight into the request. Julia Docker at Informed Choice: "Clients like the fact that they don't need to remember passwords or logins."

Yes. Letters of Authority, Terms of Business and fee agreements go out for eSignature and file themselves to the client record once signed, so the paperwork that unlocks discovery never sits waiting in a drawer. The same trail carries through to advice approvals.

With the three pillars of FCA evidence in one place: the inputs (fact find, objectives, risk profile), the workings (research, modelling, file notes) and the outputs, each filed with timestamps. Suitability gaps show up during discovery, not at sign-off, and the record keeps building through client engagement.

Ketton Wealth Management cut average client document turnaround by 90%, from 7 days to about an hour, working through the Iress Xplan integration. Steven Burch: "Before, we were chasing signatures and second-guessing if documents had been seen. Now approvals happen the same day."